Professional Services Training
Insolvency Practitioners delivering insolvency training
We are not just practitioners, we are professional trainers who understand the job you have to do, the challenges you meet and the things you need at your fingertips to enable you to function properly. We have developed a number of essential service offerings and training sessions to enable you to comply with Government and Insolvency Service regulations, and to critically keep up to date at all times.
Practice Solutions Package
We have designed and produced a Practice Solutions Package for busy practitioners who need no-nonsense, ready-to-go training, checklists and webcasts to save time, build efficiency and train their teams to be compliant and effective at all times.
Each of the packages can be purchased separately, or as a complete package.
Costs:
Each individual package costs £175 (ex VAT). If a business buys all three packages the cost is just £500 (ex VAT).
AML Firm Risk Assessment Package
Updated Ethics Package
GDPR Package
This package includes:
- AML Risk Assessment webcast – what to do and how to do it
- AML company policy document
- AML staff controls and procedures document
- AML suspicious activity report controls and procedures
- AML firm risk assessment document
- MLR17 responsible managers/deputy managers responsibilities document
- Record of MLRO appointment
This package includes:
- Three training webcasts for your use and that of your staff
- A full ethics checklists which is fully IPS coded and simple to use
This package includes:
- Full training on GDPR for old and new staff by webcast
- All necessary documents, such as books and records policy, destruction policy, etc.
Staff AML Training
We present the only Money Laundering and Terrorist Financing Course, specifically aimed at insolvency professionals.
Money laundering is an area focused on by the Regulators, so it is essential that all members of your team keep completely up-to-date.
It is recommended that staff complete regular money laundering training at least every two years, or as and when the rules significantly change.
At the end of the course is a test which includes 15 multiple-choice questions based on the information presented throughout the course. On passing the test, you will get a sort after certificate of completion.
Costs:
Just £45 (ex VAT) per person.
The advantages of the course
Course content
- It is fully compliant with current Money Laundering Regulations, including the 2019 Amendment Rules
- It is packed with practical advice on how the Regulations impact insolvency case workers, from dealing with clients to dealing with cases
- It will ensure your team members are up-to-date in the most effective and practical way possible
- It is split into six webcasts, and a total of approximately two hours
- All webcasts can be delivered online and viewed at the firm’s convenience
- There is a final test to check knowledge and understanding
Part 1: Money Laundering and the Global Framework
An overview of money laundering and terrorist financing definitions and offences, and how organisations world wide join together to combat criminal activity and the proceeds of crime.
Part 2: The Risk Based Approach
Considers the definition of a regulated business and assessing the risk of money laundering in higher risk industries, what we can look out for and how we can assess the risk of money laundering for each client.
Part 3: Customer Due Diligence
Covers all levels of customer due diligence and how due diligence is to be completed for companies and individuals following your risk assessment of the client.
Part 4: Indicators, Responsibilities and Penalties
Identifies indicators of Money Laundering and Terrorist Financing, considering individual and firm responsibilities and the penalties of breaching the regulations.
Part 5: Practical Considerations for the Insolvency Profession
Focuses on how the regulations affect the insolvency profession and covers specific examples of what to consider throughout the risk assessment and due diligence process. Consideration is also given to selling assets, relationships with third party agents and who is ultimately responsible for due diligence.
Part 6: MLR 2019 Amendment Rules
A review of the Money Laundering and Terrorist Financing Amendment Rules 2019 and a comparison with the 5th Anti-Money Laundering Directive from the EU.
Speak to us to find out more
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